Tag: FINRA

source: theblock.co

SEC and FINRA Investigate Unusual Trading Before Crypto Treasury Deals

Quick Breakdown:  U.S. regulators are investigating over 200 companies whose stock prices spiked suspiciously before announcing plans to acquire cryptocurrencies like Bitcoin.  The Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) are concerned about potential breaches of fair disclosure rules designed to ensure all investors receive material ...

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